Unit of Competency Mapping – Information for Teachers/Assessors – Information for Learners

TLIX0020X Mapping and Delivery Guide
Monitor ethical supply chain practices

Version 1.0
Issue Date: May 2024


Qualification -
Unit of Competency TLIX0020X - Monitor ethical supply chain practices
Description
Employability Skills
Learning Outcomes and Application This unit of competency describes the skills and knowledge required to monitor ethical practices in supply chains. It includes determining ethical supply chain functions, monitoring ethical practices and reporting on ethical supply chain practices.Ethical supply chains seek to ensure that sustainable labour, supply and environmental practices are fair. Participating in an ethical supply chain will involve conducting due diligence to confirm the integrity of suppliers, contractors, agents and other intermediaries. Unethical supply chains typically do not comply with legislative obligations, codes of practice or agreed industry standards.The unit is applicable to those with management or team leadership responsibilities within a supply chain.No licensing, legislative or certification requirements apply to this unit at the time of publication.
Duration and Setting X weeks, nominally xx hours, delivered in a classroom/online/blended learning setting.

Assessors must hold credentials specified within the Standards for Registered Training Organisations current at the time of assessment.

Assessment must satisfy the Principles of Assessment and Rules of Evidence and all regulatory requirements included within the Standards for Registered Training Organisations current at the time of assessment.

Assessment must occur in workplace operational situations where it is appropriate to do so. Where this is not appropriate, assessment must occur in simulated workplace operational situations that replicate workplace conditions.

Assessment processes and techniques must be appropriate to the language, literacy and numeracy requirements of the work being performed and the needs of the candidate.

Resources for assessment must include access to a range of

exercises, case studies or simulations

materials, tools and digital supply chain equipment used in industry

documentation including organisational policies and procedures, industry standards, legislation, regulations, codes of practice, operational manuals and equipment specifications.

Prerequisites/co-requisites
Competency Field X - Logistics
Development and validation strategy and guide for assessors and learners Student Learning Resources Handouts
Activities 		Slides
PPT 		Assessment 1 Assessment 2 Assessment 3 Assessment 4
Elements of Competency Performance Criteria              
Element: Determineethical practices
  • Requirements of supply chain legislation, regulations and industry standards are confirmed
       
Element: Welfare and sustainability practices for each stage of the supply chain are identified and mapped
       
Element: Policies and procedures to support ethical practices in the supply chain are confirmed
       
Element: Key Performance Indicators (KPIs) for ethical practices are verified
       
Element: Community expectations throughout the supply chain, in relation to ethical practices, are determined
       
Element: Responsibility and level of authority for monitoring ethical practice in the supply chain is confirmed
       
Element: Monitor ethical practices
  • Integrity of supply chain stakeholders is monitored, in accordance with supply chain procedures, using approved methods and tools
       
Element: Product provenance is monitored to ensure ethical relationships and practices are maintained throughout the supply chain
       
Element: Stakeholder compliance to legislative obligations and codes of practice is monitored, in accordance with supply chain procedures
       
Element: Reports of unethical supply chain practices, including those from anonymous whistle blowers, are assessed and actioned, in accordance with supply chain procedures
       
Element: Corrective actions for unethical practices are documented and monitored, in accordance with supply chain procedures
       
Element: Continuous improvement activities, including stakeholder training, are reviewed and monitored to ensure ethical practices are maintained
       
Element: Community expectations in relation to supply chain ethical environmental and sustainability practices are monitored for change
       
Element: Review and report on ethical practices
  • Ethical practices in the supply chain are evaluated against KPIs
       
Element: Data on stakeholder ethical practices in the supply chain is reviewed, in accordance with supply chain procedures
       
Element: Report on ethical practices, including recommendations, is prepared and disseminated to approved supply chain stakeholders
       
Element: Continuous improvement actions that support ethical practices in supply chains are documented
       


Evidence Required

List the assessment methods to be used and the context and resources required for assessment. Copy and paste the relevant sections from the evidence guide below and then re-write these in plain English.

Evidence required to demonstrate competence in this unit must be relevant to and satisfy all requirements of the elements and performance criteria on at least one occasion and includes

collecting data on ethical practices using approved methods and tools

confirming legislative and regulatory obligations and industry standards

determining policies and procedures to support ethical practices in the supply chain

documenting continuous improvement actions

documenting non-compliance and remediation actions related to unethical practices

evaluating ethical practices against Key Performance Indicators (KPIs)

following up on whistle blower reports

identifying and reporting on community expectations for ethical practices

identifying welfare and sustainability practices in the supply chain

monitoring compliance to supply chain codes of practice

monitoring product provenance

monitoring supply chain stakeholders' integrity using approved methods and tools

reviewing data about supply chain ethical practices and preparing reports

verifying KPIs for ethical practice

working with stakeholders to monitor continuous improvement activities and practices.

Evidence required to demonstrate competence in this unit must be relevant to and satisfy all requirements of the elements and performance criteria and includes knowledge of

approved methods and tools for data collection on ethical practices

circular economy principles in relation to addressing ethical sustainability practices in supply chains

community expectations for ethical practices

compliance requirements for ethical practice in supply chains

continuous improvement principles

data collection methods and tools

ethical environmental and sustainability practices

evaluation methods for assessing ethical practices

Key Performance Indicators (KPIs) for ethical practice

legislation and regulatory obligations, industry standards and codes of practice including follow up actions on whistle blower reports

methods for identifying stakeholder integrity

policies and procedures relevant to supply chain ethical practice

product provenance

review and report requirements

supply chain stakeholders

sustainability and welfare practices and issues in supply chains

types of unethical practices in supply chains.

Submission Requirements

List each assessment task's title, type (eg project, observation/demonstration, essay, assignment, checklist) and due date here

Assessment task 1: [title]      Due date:

(add new lines for each of the assessment tasks)

Assessment Tasks

Copy and paste from the following data to produce each assessment task. Write these in plain English and spell out how, when and where the task is to be carried out, under what conditions, and what resources are needed. Include guidelines about how well the candidate has to perform a task for it to be judged satisfactory.

Range is restricted to essential operating conditions and any other variables essential to the work environment.

Non-essential conditions may be found in the Companion Volume Implementation Guide.

Copy and paste from the following performance criteria to create an observation checklist for each task. When you have finished writing your assessment tool every one of these must have been addressed, preferably several times in a variety of contexts. To ensure this occurs download the assessment matrix for the unit; enter each assessment task as a column header and place check marks against each performance criteria that task addresses.

Observation Checklist

Tasks to be observed according to workplace/college/TAFE policy and procedures, relevant legislation and Codes of Practice Yes No Comments/feedback
Requirements of supply chain legislation, regulations and industry standards are confirmed 
 
 
 
 
 
Integrity of supply chain stakeholders is monitored, in accordance with supply chain procedures, using approved methods and tools 
 
 
 
 
 
 
Ethical practices in the supply chain are evaluated against KPIs 
 
 
 

Forms

Assessment Cover Sheet

TLIX0020X - Monitor ethical supply chain practices
Assessment task 1: [title]

Student name:

Student ID:

I declare that the assessment tasks submitted for this unit are my own work.

Student signature:

Result: Competent Not yet competent

Feedback to student

 

 

 

 

 

 

 

 

Assessor name:

Signature:

Date:

Assessment Record Sheet

TLIX0020X - Monitor ethical supply chain practices

Student name:

Student ID:

Assessment task 1: [title] Result: Competent Not yet competent

(add lines for each task)

Feedback to student:

 

 

 

 

 

 

 

 

Overall assessment result: Competent Not yet competent

Assessor name:

Signature:

Date:

Student signature:

Date: